The Working Time Regulations came
into effect from the 1 October 1998. From this date, the University
has a new obligation towards our staff (including those engaged via
an agency). These new rights can be enforced at an Employment
Tribunal, if breached. In addition, the Health & Safety
Executive will be able to prosecute for breaches, the maximum fine
is £20,000 or two years' imprisonment.
In practice, we do not anticipate
that the Regulations will have any significant impact on current
practices at the University. This is because they have been well
anticipated and taken into account, for example, during the House
Staff review.
The standard working week for
University staff varies between 35 hours and 40 hours depending on
the nature of the appointment. In accordance with best employment
practice, and now legislation, staff must not work more than an
average of 48 hours per week over a 17 week period. This figure
will include overtime. In the event that you have any staff who are
exceeding this figure you must advise HR immediately.
The legislation requires the
University to maintain records of annual leave, sick leave and
maternity lave. It is therefore imperative that you ensure that ALL
STAFF (including academics) accurately record their annual leave on
the annual leave cards provided.
It is also the responsibility of
line managers to ensure that sickness returns are forwarded to HR
Services on a weekly basis. We must also be advised of all
maternity cases in order that we can ensure that the necessary
Health and Safety checks are actioned.
Guide to the Working Time Regulations
1998
Summary
Workers' Entitlements
- Maximum average weekly working time: 48
hours over a 17 week period.
- Maximum average night work: 8 hours in
each 24 hour period, averaged over 17 weeks.
- Night workers: right to a free health
assessment before night work starts and periodically afterwards;
transfer to day work if they suffer health problems.
- Daily rest: 11 consecutive hours in each
24 hour period (adolescents: 12 hours)
- Weekly rest: 24 hours in each 7 day period
(adolescents: 48 hours)
- Daily rest break at work: minimum of 20
minutes if working day is longer than 6 hours. (Adolescents: 30
minutes if they work more than 4½ hours.)
- Annual paid leave: 3 weeks (rising to 4
weeks in November 1999).
- Protection against dismissal/adverse
treatment if workers insist on their rights.
Action Required by Employers
- Agreements with individuals to disapply
the weekly working limit.
- Agreements with Trade Unions/employee
representatives/individuals to vary the Regulations.
- Review of whether the employer can rely
upon any of the derogations.
- Obligation to keep records of working
time, breaks and leave for at least 2 years.
Record-Keeping Requirements
All Workers (except those outside the Regulations)
Records must be kept of the
following:
- working time per day (including night
working)
- whether they are night workers (if so,
whether they are doing hazardous work)
- frequency of health assessments and
results
You should also keep records of
the following, in order to be able to defend any claim:
- rest periods/breaks
- holidays
- sick leave
- maternity leave
How?
- Where workers work regular hours, they can
be asked to notify you only if they work in excess of their regular
hours.
- Otherwise, workers will have to keep full
records and disclose them to you.
Workers Who Have Signed Agreements to Disapply the 48 Hour
Limit
In addition to the above, records
must be kept as follows:
- A list of all workers who have signed
agreements.
- Copies of the agreements.
- A record of their average working time per
week since the agreement started.
Duration
- Records must be kept for at least two
years.
Compliance Checklist
- Do any workers work in any of the excluded
sectors? (Transport, sea fishing, work at sea, doctors in training,
activities of the armed forces/police/other civil protection
services which conflict with the provisions of the Regulations.) If
so, the Regulations do not apply.
- Do any of the Regulation 20 derogations
apply? (Managing executives/other persons with autonomous
decision-taking powers, family workers and workers officiating at
religious ceremonies.) If so, only annual paid leave
applies.
- Do any of the Regulation 21 derogations
apply? (Covers many categories of work such as
security/surveillance activities, where continuity of service or
production is required and where there is a foreseeable surge of
activity.) If so, only weekly working time and annual paid leave
apply.
- Do any workers work more than 48 hours per
week? If so, are they willing to do so? In which case, an
individual written agreement is necessary.
- Do all workers have at least 11 hours rest
per day?
- Do all workers have at least on day off
per week?
- Do any workers work at night? If so,
health assessments will be necessary before they commence such work
and regularly thereafter. Are they subject to any special risks or
hazards? If so, an absolute limit of 8 hours work in 24 hours
applies.
- Do all workers have more than three weeks'
paid holiday per year (pro rata for part-timers)?
- Do you keep records of all workers'
working time, breaks and leave?
- Are workforce agreements (which must be in
the prescribed form) in place to vary the Regulations?
- Have your contracts of employment been
reviewed recently to ascertain what changes need to be made as a
result of the new Regulations?
Agreements with Employee Representatives
The main areas which can be
covered are:
Working Time
- What constitutes working time at a
particular place of work
Night Time
- What is night time? (A seven hour period,
including the hours 12 to 5am. Default option: 11pm to
6am.)
- Who is a night worker? (Default option:
anyone working at least 3 hours during the period from 11pm to
6am.)
- Does the work involve special
hazards?
- 17 week averaging period - is this
successive or rolling?
Averaging Period for Weekly Hours
- Agree start date, or continuous rolling
period.
- Can substitute period of up to 52 weeks by
workforce agreement for objective/technical reasons.
Weekly Rest Period
- Default option: 24 hours in 7 days.
Employer can opt for 2 x 24 hours in 14 days or 1 x 48 hours in 14
days.
- Can agree when the period starts. (Default
option: midnight on Sunday/Monday.)
Daily Rest Break
- Can agree duration (ie something other
than 20 minutes in six plus hours).
- Is the break paid or unpaid?
- Is notice required?
Annual Leave
- Agree date on which leave year will start.
(Default option: commencement of the Regulations or when the worker
starts work, whichever is the later.)
- Conditions of taking leave.
- Where the worker leaves employment, the
sum due if he has not taken all of his leave
entitlement.
- If he has taken too much leave, conditions
relating to repayment or extra work to be done by the
worker.
- Can include a provision stating that leave
cannot be taken until it has been accrued.
- Can vary or exclude notice provisions
regarding holiday.
- Can state whether the 3 week period
includes Bank Holidays.
Can Modify or Exclude:
- the limit on night work
- daily rest
- weekly rest
- daily rest break
but employee has to have
compensatory rest.
Guidelines to Line Managers:
Staff working a standard 35 or 40 hour week should take a one
hour lunch break. If exceptionally due to a
short period of heavy workload, after consultation with the Line
Manager longer hours are required, from a Health and Safety point
of view a minimum lunch break of 30 minutes must still be taken
after 6 hours work. This must be a short term
arrangement and can not exceed a period of 4
weeks. The HR Department will randomly check
overtime claim forms to ensure that these Health and Safety
guidelines are being adhered to. Staff are
reminded that falsification of over time claim forms will be
treated as gross misconduct under the University's Disciplinary
Procedure.
Return to Policy Index